$://BRoKeRDeaLeRx — SEC broker-dealer roster desk — CNXT
The SEC's registered broker-dealer roster as a live desk — CIK, file number and registered address for every firm, searchable and served as an open datafeed with an ISO 20022 rail.
Source record · Roster — registered broker-dealers
- Registry
- SEC broker-dealer registry (FOIA)
- Source
- sec.gov
- Rows in this node's census
- 3,271
Source · Roster re-proven at read time from the ingested SEC broker-dealer FOIA roster (sec-broker-dealers). Identity links from the ingested cross-registry linkage corpus (registry-linkage). Counts are this node's durable census.
- SEC-registered broker-dealers · 3,271
- Cross-registry identity links · 31,729
- CIK · Firm · SEC file no. · City · State
- 0000001904³ · ABRAHAM SECURITIES CORPORATION³ · 8-29452² · GIG HARBOR · WA
- 0000002303³ · PROSPERA FINANCIAL SERVICES, INC.³ · 8-28164² · DALLAS · TX
- 0000002554³ · AEI SECURITIES, INC.³ · 8-16750² · ST. PAUL · MN
- 0000003475³ · ALEXANDER INVESTMENT SERVICES CO.³ · 8-12525² · LOUISVILLE · KY
- 0000003683³ · ALLEN & COMPANY LLC³ · 8-12123² · NEW YORK · NY
- 0000003995³ · M. E. ALLISON & CO., INC.³ · 8-01402² · SAN ANTONIO · TX
- 0000005006³ · AMERICAN FIDELITY SECURITIES, INC.³ · 8-15123² · OKLAHOMA CITY · OK
- 0000005075³ · AMERICAN FUNDS & TRUSTS INCORPORATED³ · 8-06939² · SALT LAKE CITY · UT
- 0000005139³ · WORLD CAPITAL BROKERAGE, INC.³ · 8-06805² · DENVER · CO
- 0000005270³ · PINEBRIDGE SECURITIES LLC³ · 8-16586² · NEW YORK · NY
- 0000007470³ · NATIXIS SECURITIES AMERICAS LLC³ · 8-00719² · NEW YORK · NY
- 0000008486³ · ONEAMERICA SECURITIES, INC.³ · 8-15009² · INDIANAPOLIS · IN
- 0000009211³ · ROBERT W. BAIRD & CO. INCORPORATED³ · 8-00497² · MILWAUKEE · WI
- 0000009318³ · BALANCED SECURITY PLANNING, INC.³ · 8-14842² · NEWPORT BEACH · CA
- 0000009319³ · BCG SECURITIES, INC.³ · 8-12680² · CHERRY HILL · NJ
- 0000011118³ · INTERCOASTAL CAPITAL MARKETS, INC.³ · 8-09698² · BOCA RATON · FL
- 0000012228³ · PYRAMID FUNDS CORPORATION³ · 8-12769² · ALBANY · NY
- 0000012265³ · BIRKELBACH & CO.³ · 8-16623² · PONTE VEDRA BEACH · FL
- 0000012406³ · JAMES I. BLACK & COMPANY³ · 8-12077² · LAKELAND · FL
- 0000012518³ · WILLIAM BLAIR & COMPANY L.L.C.³ · 8-02698² · CHICAGO · IL
- 0000012532³ · STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC³ · 8-02915² · PORTLAND · OR
- 0000012600³ · PRINCIPAL SECURITIES, INC.³ · 8-13975² · DES MOINES · IA
- 0000013783³ · BRADLEY WOODS & CO. LTD.³ · 8-28862² · NEW YORK · NY
- 0000014213³ · BRIGHTON SECURITIES CORP.³ · 8-14599² · ROCHESTER · NY
- 0000014632³ · SMITH, BROWN & GROOVER, INC.³ · 8-13079² · MACON · GA
Rows 1–25 of 3,271
¹ No shared identifier in this registry, so the name is not linked. The network never links by name.
² This identifier has no page of its own on the network.
³ No SEC company page on this node carries this CIK or ticker.